Internal Mediation Systems

Many organizations have considered trying tooutcomes (e.g., any outcome that requires an
resolve disputes with mediation by using internaloperational change will be subject to management
resources and staff rather than external fullyapproval), what protections it will include for
independent mediators. Proponents argue that theparticipants and the mediator, and how records (if
cost will be lower, that mediators will know moreany beyond those legally required) will be kept and
about the organization's operations and willwho will have access to them. Communication and
therefore be able to assist disputants more easilyeducation about the system should address the
(for instance with information about internalconcerns of potential participants and the
resources), that resolutions are more likely to beorganization must show itself to be committed to
practical for the organization, that follow upthe principles of the process.
systems will be easier to implement and monitor,Second, policies and design should address the
and that increased access will allow more use ofmajor concerns of impartiality and confidentiality
mediation, greater acceptance of mediation andexplicitly. For maximize impartiality, confidentiality,
better conflict management skills generally in theand self-determination, for instance, a pool of
organization. Those concerned about this approachinternal mediators can be established from various
argue that without true independence mediationsdepartments, and a rule instituted that the
will not be as effective because disputants will bedisputants may choose any mediator so long as
concerned about potential breaches ofhe or she is not in the same department as any
confidentiality, about the interests of theof the disputants.
organization being more important than those ofThird, confidentiality should be assured by having
the disputants, and about suppressing widespreadparticipants explicitly sign a confidentiality
complaints with ad hoc responses.agreement, and by having the limits of
The "ideal" mediation process has a number ofconfidentiality explained. Within an organization,
characteristics: it is party-centered and voluntaryconfidentiality may have different limits than in
for the parties in both deciding to attend andsay the litigation context. For instance, behavior
whether to settle, the mediator is fullythat is contrary to organizational policy, if disclosed
independent and impartial, the parties haveduring the mediation, may be subject to discipline
sufficient information to make good decisionsor other sanctions and the mediator may be
about resolution, and the process is confidentialunder an obligation to report it. For the parties,
and without prejudice for the participants. Inthe choice to disclose information can therefore
designing any mediation system, choices must bebe made consciously with full knowledge of the
made that will affect the "ideal" mediation process:risks: this approach preserves their autonomy, and
in designing internal mediation systems, designersallows the mediator to fulfill a neutral role within
must strive to maintain as many of the idealthe limits of the organization's rules.
characteristics as they can and mitigate theFourth, the parties and mediator must understand
concerns to the extent possible.the limits of their respective authority and roles in
People looking to create a mediation systemthe process. As examples, parties may not have
should consider design issues from threethe power to implement changes in their
perspectives: impact on participants, mediator, andworkplace without managerial action; personnel
outcome. For participants: will they feel therecords may require some notation about steps
process is effective in resolving the dispute,that people have committed to implement so that
respecting their privacy, and in limiting the risk ofmanagers will be able to support the changes and
causing greater damage to their relationships andany time frames that have been established can
legal position? For the mediator: will the processbe respected; reports may have to be made or
allow the mediator to work effectively, act in anrecords kept for statistical or management or
impartial manner, and not be in effect ansupervisory purposes in the event a participant
interested party acting on behalf of anotherchanges positions or a new manager becomes
entity? In regard to the outcome: will the finalresponsible for the affected staff. Any and all of
decision be that of the parties, and can theythese terms may be acceptable: the significant
reach it free of inappropriate pressure from thepoint is to make sure all terms and expectations
process or others?are known as parties enter the process, so that
For an organization considering an internalthe credibility and utility of the process will be
mediation process, assuming the benefits aremaximized.
accurately stated, maximizing the "ideal"Finally, of course, design is only the beginning; use
characteristics can be achieved in the followingof the process must be monitored, its
ways.effectiveness assessed and improvements
First, clear policies should be drafted that set outimplemented to make it attractive and effective
what the process is, what disputes it will cover,as a way to resolve disputes at minimum cost to
what limitations it may have in terms ofan organization.